Entrusted trading of listed and OTC securities
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Explanation |
Note |
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Account Opening Procedure |
(1) The individual must personally come to handle the process
(2) Verify the original ID Card
(3) Submit one copy of the ID Card
(4) Leave a specimen seal with the Bank. |
(1) Open deposits account
(2) Open securities collective account |
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Service Fee |
(1) below 10 million×0.1425%
(2) 10~below 50 million ×0.1325%
(3) 50 million ~ below 100 million ×0.12%
(4) 100 million ~ below 150 million ×0.11%
(5) above 150 million×0.1%
Service fee rate for Internet transactions or telephone transactions is 0.0498%.
Service fee rate for mobile phone transaction is 0.0498%. |
(1) Service fee is calculated based on the transaction amount of each account each day.
(2) Service fee is divided into 5 levels and calculated accordingly.
(3) The minimum service fee is NT$20.
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Margin Purchase and Short Sale of Securities
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Explanation |
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Conditions for opening credit trading account |
1.Individual: ROC resident 20 years old or above.
Corporations.
2. A: Has opened credit trading account for three months.
B: Completed 10 credit trading transactions during the past year, and the accumulated transaction amount reaches 50% of the applied credit.
3. The income and the value of all properties during the past year amount to 30% of the applied margin limit. |
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Margin purchase limit |
1. NT$500,000 – NT$30 million each account
2. Should not exceed NT$15 million for any listed stock.
3. Should not exceed NT$10 million for any OTC stock.
4. Requirement for financial proof is exempted if the applied margin purchase limit is NT$500,000. |
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Short sale limit |
1. NT$500,000 to NT$20 million each account
2. Should not exceed NT$10 million for any listed stock.
3. Should not exceed NT$700,000 for any OTC stock. |
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Interest rate |
1.Margin purchase: 5.25% annually
2.Short sale: 1% annually |
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Service charge for short sale |
0.04% of the amount of the deal. |
Public Offer of Securities
The customers who have opened securities accounts in the Bank could come to the Securities Department between 9am-2pm every working day during the public offer period to apply for the purchase or call and entrust the Bank staff to help fill in the application form.
Phone Number: (02)2388-2188 ext. 351~363
Securities Underwriting
The Bank provides underwriting services of stocks, corporate bonds, financial bonds, depository receipts and other securities approved to be issued by the governing authority.
Outright Trading of Central Government Bonds and Conditional Trading
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Explanation |
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1. Type of transaction |
1. outright buy, or outright sell
2. conditional transaction |
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2. Places for application |
Bond Division, Securities Department |
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3. Purchase procedure (for first-time purchaser) |
1. Individuals: bring the ID cards and come to the Bank personally.
2. Corporations: bring the copy of Business Registration Certificate, Company License (or Change Registration Form) and the ID document of the company’s responsible person
3. Conditional trading: sign conditional trading contract |
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4. Time of transaction |
1.outright trading: 9:00~15:00
2.conditional trading: 9:00~12:00 |
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5. Price of trading (interest rate) |
Determined according to the prevailing market situation |
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6. Transaction unit |
1.outright trading: NT$ 100,000 as one unit
2.conditional trading: NT$ 100,000 as one unit |
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7. Transaction method |
1. written form agreement
2. phone agreement
3. counter agreement |
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8. Settlement method: |
1. counter
2. mail |